Tillie Star delivers unparalleled investment compliance consulting and support using our tailored approach, ensuring your firm navigates compliance changes confidently and efficiently.
For asset management firms facing compliance challenges in a dynamic regulatory environment, TillieStar stands as the premier consulting partner. With a dedicated focus on investment compliance software services and a wealth of industry experience since 2013, we uniquely combine expert consulting, comprehensive support, and community connectivity to ensure your firm navigates compliance changes confidently and efficiently.
From software implementations and upgrades to best practice training and staffing solutions, we offer a full spectrum of services tailored to enhance your investment compliance operating model.
Our team of experts will seamlessly implement, upgrade & optimize your investment compliance monitoring software through our proven frameworks and methodologies.
We provide flexible short-term and long-term staff support, ensuring you have the resources needed for a smooth compliance process. Allowing you to minimize cost and maximize the usage of our expertise.
We foster peer exchange and connectivity. TillieStar strengthens the fabric of the investment compliance community, ensuring clients benefit from shared knowledge and experiences.
At TillieStar, fostering long-lasting partnerships and earning our clients’ trust is at the core of what we do. Our consultants have 15+ years of direct investment compliance experience, providing unrivaled expertise in investment compliance processes, systems & standards, and client support.
Together, we will work to streamline your most complex challenges through:
We know your time is valuable, so we strive to deliver on time and on budget so you can focus on what matters most.
Stay up to date on the latest industry news & compliance trends
In the complex landscape of investment compliance, the role of the rule coder is both crucial and unique. These professionals require a deep understanding of
It’s every compliance department’s nightmare: the discovery of an inadvertent trade error or investment violation on an account. The potential loss from such errors is
The Securities and Exchange Commission (SEC) recently announced amendments to Rule 35d-1 under the Investment Company Act of 1940, colloquially known as the “Name Rule.”
Our Team of Compliance Experts provide the support you need based on their extensive experience supporting the Asset Management industry.
Our team averages 15 years of direct Investment Compliance experience.
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