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Our Health Check service is a great place to start. It has been proven time and again to result in benefits such as:
Improved Team Performance
A reduction in false alerts
Giving you the confidence you need in your team and your processes.
An independent risk assessment of your investment compliance operations designed to identify areas of potential risk and opportunities for improvement.
We propose enhancements to your control framework to bring you in line with industry best practice.
Where required, we can assist in the creation and implementation of new/updated controls.
Our mission is to ‘prevent and detect,’ providing peace of mind that your compliance rules and procedures are in line with industry best practices. Our clients avail of this service in a variety of situations:
We provide flexible solutions to meet your needs:
Hours: 8:00 am to 6:00 pm EST