2021 © TillieStar Compliance Solutions, Inc. All rights reserved.
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For more than eight years, TillieStar has been a trusted advisor helping asset managers navigate all aspects of investment compliance including your Fintech workflow process.
We can assist your organization with:
Migration to a new Order Management System (OMS) is a major project with implications across your organization. Our expert team will make sure the compliance side of your OMS conversion is a successful one.
Even a minor upgrade can have major consequences. Our experience and expertise across platforms, version releases and the evolving regulatory landscape can help to mitigate the risk in any upgrade your firm undertakes.
Our team has served in all facets of investment compliance, ranging from the vendor to the investment management side of the business. We can step in and complement your team across many disciplines. Whether day-to-day or project based, we are available to help.
Once we have established and agreed to the required scope of services, a contract of expected services is drafted for review.
We only bill for worked performed so it’s important to note that while we estimate the work, these are only estimates. If your project takes less time, you will not be billed for any time not used.
At the agreed upon start date, the project is kicked off with a planning meeting involving all key players. This meeting helps identify all key stakeholders involved and to foster an environment of open communication between the project teams involved in the work stream.
During the project we provide bi-weekly status updates and report of deliverables per the agreed upon contract terms. At the end of the project, the final status report will detail the hours utilized, any outstanding tasks, as well as a summary of recommended next steps. (when applicable)
2021 © TillieStar Compliance Solutions, Inc. All rights reserved.