Investment
Compliance
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Careers at TillieStar

TillieStar is a special place – a growth company – both personally and professionally. You will have ample opportunity to spread your wings, take on new challenges, and build a long-lasting, fulfilling career. If you are ready for the next step in your career in the Fintech Industry, please review our open positions and apply.

Compliance Consultant

Job Description
TillieStar compliance is currently looking for Compliance Consultants. The ideal candidate will have 2-5 years of experience in the financial services industry or Fintech industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, SimCorp, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems. Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

General Job Responsibilities

  • Project participation (meetings, sprints, status reporting, etc)
  • Assessing current state workflows and documenting compliance business requirements
  • Designing and/or configuring future state workflows in the targeted operating model
  • Inventorying, documenting, and assessing compliance requirements from either source documents or legacy systems
  • Coding, testing, and deploying new compliance rules using industry best practices
  • Creating and executing test cases
  • Managing project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
  • Creating and providing end-user training on target operating model

Desired Background

  • Bachelor’s degree in Finance or related field. Industry certification or advanced degree a plus
  • 2-5 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
  • Experience in investment compliance. Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
  • Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
  • Experience working with at least one trade order management system (Latent Zero, Blackrock, SimCorp, Charles River, Bloomberg AIM, etc.) with a strong understanding of the data being fed into these systems
  • Experience with Mutual fund accounting or transfer agencies a plus
  • Strong project management and business analysis skills
  • Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
  • Solid written and oral communications skills
  • Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server

Location: Boston, MA

May require travel to client locations up to 70%