Company Mission:

TillieStar Compliance Solutions partners with the investment compliance community to transform their operations using proven tools and methodologies in a way that promotes long-term sustainability.

Company Profile:

TillieStar Compliance Solutions is a Fintech consulting firm serving the asset management industry. Since 2013, we have brought practitioner experience to support compliance departments across a variety of needs including software implementations/upgrades, day-to-day staffing support, and best practice training. We strive to help clients stay focused on their core business, while helping them to navigate small to enterprise-wide changes impacting their business.

What you should know about us:

We are an energetic team that supports each other on their respective paths to success.  Many of our employees are entrepreneurial and offer their talents in ways extending beyond their job description.   These efforts have created a culture of hard working and driven individuals making their own success stories in conjunction with the collective success of the business.  Our employees are supported with professional development and training opportunities, mentoring programs, and an experienced leadership team.  Our people are our strength, and every one matters to us.

The Opportunity:

TillieStar compliance is currently looking for Associate Compliance Consultants.  The ideal candidate will have 1-2 years of experience in the financial services industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems. Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

Specific Responsibilities:

• Project participation (meetings, sprints, status reporting, etc)
• Assessing current state workflows and documenting compliance business requirements
• Designing and/or configuring future state workflows in the targeted operating model
• Inventorying, documenting and assessing compliance requirements from either source documents or legacy systems
• Coding, testing and deploying new compliance rules using industry best practices
• Creating and executing test cases
• Participating in project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
• Creating and providing end user training on target operating model

Qualifications & Experience:

• Bachelor’s degree in Finance or related field.  Industry certification or advanced degree a plus
• 1-2 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
• Experience in investment compliance.  Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
• Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
• Experience with Mutual fund accounting or transfer agencies a plus
• Strong project management and business analysis skills
• Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
• Solid written and oral communications skills
• Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server a plus
• Strong work ethic and the ability to meet targets and deadlines is key
• Flexibility and the ability to adapt and react quickly to changing conditions
• Must be a team player and have the ability to work effectively with others
• Strong problem-solving skills

Job Type: Full-time; Temporary to Salary

Travel: estimated at 25% – 40% ordinarily but unlikely for the time being

Primary Work Location: Remote

Apply Now

Company Mission:

TillieStar Compliance Solutions partners with the investment compliance community to transform their operations using proven tools and methodologies in a way that promotes long-term sustainability.

Company Profile:

TillieStar Compliance Solutions is a Fintech consulting firm serving the asset management industry. Since 2013, we have brought practitioner experience to support compliance departments across a variety of needs including software implementations/upgrades, day-to-day staffing support, and best practice training. We strive to help clients stay focused on their core business, while helping them to navigate small to enterprise-wide changes impacting their business.

What you should know about us:

We are an energetic team that supports each other on their respective paths to success.  Many of our employees are entrepreneurial and offer their talents in ways extending beyond their job description.   These efforts have created a culture of hard working and driven individuals making their own success stories in conjunction with the collective success of the business.  Our employees are supported with professional development and training opportunities, mentoring programs, and an experienced leadership team.  Our people are our strength, and every one matters to us.

The Opportunity:

TillieStar compliance is currently looking for Senior Compliance Consultants.  The ideal candidate will have 5-10 years of experience in the financial services industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems. Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

Specific Responsibilities:

• Project participation (meetings, sprints, status reporting, etc)
• Assessing current state workflows and documenting compliance business requirements
• Designing and/or configuring future state workflows in the targeted operating model
• Inventorying, documenting and assessing compliance requirements from either source documents or legacy systems
• Coding, testing and deploying new compliance rules using industry best practices
• Creating and executing test cases
• Participating in project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
• Creating and providing end user training on target operating model

Qualifications & Experience:

• Bachelor’s degree in Finance or related field.  Industry certification or advanced degree a plus
• 5-10 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
• Experience in investment compliance.  Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
• Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
• Experience with Mutual fund accounting or transfer agencies a plus
• Strong project management and business analysis skills
• Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
• Solid written and oral communications skills
• Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server a plus
• Strong work ethic and the ability to meet targets and deadlines is key
• Flexibility and the ability to adapt and react quickly to changing conditions
• Must be a team player and have the ability to work effectively with others
• Strong problem-solving skills

Job Type: Full-time

Travel: estimated at 25% – 40% ordinarily but unlikely for the time being

Primary Work Location: Remote

Apply Now

Company Mission:

TillieStar Compliance Solutions partners with the investment compliance community to transform their operations using proven tools and methodologies in a way that promotes long-term sustainability.

Company Profile:

TillieStar Compliance Solutions is a Fintech consulting firm serving the asset management industry. Since 2013, we have brought practitioner experience to support compliance departments across a variety of needs including software implementations/upgrades, day-to-day staffing support, and best practice training. We strive to help clients stay focused on their core business, while helping them to navigate small to enterprise-wide changes impacting their business.

What you should know about us:

We are an energetic team that supports each other on their respective paths to success.  Many of our employees are entrepreneurial and offer their talents in ways extending beyond their job description.   These efforts have created a culture of hard working and driven individuals making their own success stories in conjunction with the collective success of the business.  Our employees are supported with professional development and training opportunities, mentoring programs, and an experienced leadership team.  Our people are our strength, and every one matters to us.

The Opportunity:

TillieStar compliance is currently looking for Compliance Consultants.  The ideal candidate will have 2-5 years of experience in the financial services industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems. Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

Specific Responsibilities:

• Project participation (meetings, sprints, status reporting, etc)
• Assessing current state workflows and documenting compliance business requirements
• Designing and/or configuring future state workflows in the targeted operating model
• Inventorying, documenting and assessing compliance requirements from either source documents or legacy systems
• Coding, testing and deploying new compliance rules using industry best practices
• Creating and executing test cases
• Participating in project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
• Creating and providing end user training on target operating model

Qualifications & Experience:

• Bachelor’s degree in Finance or related field.  Industry certification or advanced degree a plus
• 2-5 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
• Experience in investment compliance.  Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
• Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
• Experience with Mutual fund accounting or transfer agencies a plus
• Strong project management and business analysis skills
• Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
• Solid written and oral communications skills
• Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server a plus
• Strong work ethic and the ability to meet targets and deadlines is key
• Flexibility and the ability to adapt and react quickly to changing conditions
• Must be a team player and have the ability to work effectively with others
• Strong problem-solving skills

Job Type: Full-time; Temporary to Salary

Travel: estimated at 25% – 40% ordinarily but unlikely for the time being

Primary Work Location: Remote

Apply Now