Job Description
TillieStar compliance is currently looking for Compliance Consultants. The ideal candidate will have 2-5 years of experience in the financial services industry or Fintech industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, SimCorp, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems. Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

General Job Responsibilities

• Project participation (meetings, sprints, status reporting, etc)
• Assessing current state workflows and documenting compliance business requirements
• Designing and/or configuring future state workflows in the targeted operating model
• Inventorying, documenting, and assessing compliance requirements from either source documents or legacy systems
• Coding, testing, and deploying new compliance rules using industry best practices
• Creating and executing test cases
• Managing project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
• Creating and providing end-user training on target operating model

Desired Background

• Bachelor’s degree in Finance or related field. Industry certification or advanced degree a plus
• 2-5 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
• Experience in investment compliance. Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
• Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
• Experience working with at least one trade order management system (Latent Zero, Blackrock, SimCorp, Charles River, Bloomberg AIM, etc.) with a strong understanding of the data being fed into these systems
• Experience with Mutual fund accounting or transfer agencies a plus
• Strong project management and business analysis skills
• Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
• Solid written and oral communications skills
• Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server

Location: Boston, MA

May require travel to client locations up to 70%