As a new Chief Compliance Officer (CCO), Chief Operating Officer (COO), or Chief Technical Officer (CTO) in today’s rapidly evolving asset management industry, you are constantly confronted with a myriad of responsibilities. Among these, ensuring robust compliance systems is crucial to safeguard your firm’s reputation and operational integrity. While the temptation to focus solely on …
Tag Archives: investment compliance
Best Practices for Migrating to a New Investment Compliance Monitoring Software
As experts in the realm of investment compliance, TillieStar understands the sophisticated challenges faced by asset management firms during the transition to a new compliance monitoring software. These moves are never trivial and require a strategic, well-informed approach to ensure continuity, efficiency, and enhanced regulatory adherence. Herein lies the crux of our guiding principles and …
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Elevating Client Success Through Strategic Partnerships and Transformational Projects
In the ever-evolving landscape of business, the power of authentic partnerships and collaborative solutions stands as a beacon for companies aiming for growth and success. At the heart of our mission is the unwavering commitment to not just being a service provider, but a partner vested in our clients’ victories. Our journey is filled with …
The Importance of Hiring Experts To Help You Navigate Your Compliance Solutions in Asset Management
In the complex and dynamic world of asset management, compliance is not only a legal requirement but a cornerstone of operational integrity and market competitiveness. The intricacies of regulatory frameworks, coupled with their continuous evolution, present a formidable challenge to companies aiming to navigate these waters successfully. This challenge underscores the paramount importance of hiring …
Oversight and Compliance: Getting the Complete Picture
ManCos, Asset Managers, and Depositaries should use automation and digitization to streamline processes and improve operational outcomes. Table of Contents 1.) Introduction: The Fund Servicing Landscape 2.) Compliance and Operational Challenges 3.) Building a Modern Risk and Compliance Function 4.) Why Linedata 5.) Appendices 1.) Introduction: The Fund Servicing Landscape Whether you represent a management …
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