While compliance has not historically been associated with innovation, that perception is changing quickly. With AI, machine learning, and automation now playing a central role in how investment firms operate, the rules and the expectations are shifting. In 2025, investment compliance isn’t just a back-office function. It’s a frontline issue. The SEC is paying closer …
Category Archives: Compliance Automation
Leveraging TillieStar’s FundDesigner for Efficient Compliance Rule Implementation
In the ever-evolving landscape of asset management, compliance remains a cornerstone. Chief Compliance Officers, Chief Operating Officers, and Chief Technical Officers, are continually searching for innovative solutions to stay ahead of regulatory pressures. Within this context, TillieStar’s FundDesigner is revolutionizing compliance rule implementation with its advanced AI-powered platform. Streamlining Investment Guideline Management The demand for …
Continue reading “Leveraging TillieStar’s FundDesigner for Efficient Compliance Rule Implementation”
Oversight and Compliance: Getting the Complete Picture
ManCos, Asset Managers, and Depositaries should use automation and digitization to streamline processes and improve operational outcomes. Table of Contents 1.) Introduction: The Fund Servicing Landscape 2.) Compliance and Operational Challenges 3.) Building a Modern Risk and Compliance Function 4.) Why Linedata 5.) Appendices 1.) Introduction: The Fund Servicing Landscape Whether you represent a management …
Continue reading “Oversight and Compliance: Getting the Complete Picture”