The Essential Guide for New C-Level Executives in Asset Management: The Case for Investment Compliance Consulting

As a new Chief Compliance Officer (CCO), Chief Operating Officer (COO), or Chief Technical Officer (CTO) in today’s rapidly evolving asset management industry, you are constantly confronted with a myriad of responsibilities. Among these, ensuring robust compliance systems is crucial to safeguard your firm’s reputation and operational integrity. While the temptation to focus solely on …

Women in Compliance Management: From Plato to Jack Nicholson

“Nothing can be more absurd than the practice that prevails in our country of men and women not following the same pursuits with all their strengths and with one mind, for thus, the state instead of being whole is reduced to half.” Although not quite a feminist by today’s standards, Plato’s views on gender equality, …