Tag Archives: women in compliance

Leveraging TillieStar’s FundDesigner for Efficient Compliance Rule Implementation

In the ever-evolving landscape of asset management, compliance remains a cornerstone. Chief Compliance Officers, Chief Operating Officers, and Chief Technical Officers, are continually searching for innovative solutions to stay ahead of regulatory pressures. Within this context, TillieStar’s FundDesigner is revolutionizing compliance rule implementation with its advanced AI-powered platform. Streamlining Investment Guideline Management The demand for …

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Modernizing Legacy Systems for Today’s Compliance Challenges: A Blueprint for Success

The asset management landscape is ever-evolving which means maintaining regulatory compliance has never been more challenging—or more critical. Chief Compliance Officers (CCOs), Chief Operating Officers (COOs), and Chief Technical Officers (CTOs) constantly grapple with integrating new regulations into their operational frameworks. As TillieStar has observed since 2013, one of the most daunting hurdles is modernizing …

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The Essential Guide for New C-Level Executives in Asset Management: The Case for Investment Compliance Consulting

As a new Chief Compliance Officer (CCO), Chief Operating Officer (COO), or Chief Technical Officer (CTO) in today’s rapidly evolving asset management industry, you are constantly confronted with a myriad of responsibilities. Among these, ensuring robust compliance systems is crucial to safeguard your firm’s reputation and operational integrity. While the temptation to focus solely on …

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Women in Compliance Management: From Plato to Jack Nicholson

“Nothing can be more absurd than the practice that prevails in our country of men and women not following the same pursuits with all their strengths and with one mind, for thus, the state instead of being whole is reduced to half.” Although not quite a feminist by today’s standards, Plato’s views on gender equality, …

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